Rodger Michael Karl

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Beacon Cove Financial Group
  Mason, OH
• 01/2014 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2014 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-01-09 → 2013-12-31
  Commonwealth Financial Network
  Freankln, OH
  Maineville, OH
• 1999-09-18 → 2006-01-06
  Ameriprise Financial Services, Llc
  Franklin, OH

Other Businesses

1) BEACON COVE FINANCIAL GROUP, LLC, 8587 SOUTH COVE DR, MAINEVILLE, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/02/06, NIR, 40/WK- 6/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) BEACON COVE FINANCIAL, 8587 South Cove Dr, Maineville OH 45039, United States, 01/02/2014, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-06-20