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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-15
TX RA APPROVED_RES 2017-06-10
  • NJ RA
    APPROVED
    Since 2017-06-15
  • TX RA
    APPROVED_RES
    Since 2017-06-10

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Ridgewood NJ 05/2008 06/2017
Morgan Stanley Smith Barney Pearl River NY 06/2009 06/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 06/2017 Present
Bank Of America, Na Paramus NJ 06/2017 Present
  • 05/2008 → 06/2017
    Morgan Stanley & Co. Incorporated
    Ridgewood, NJ
  • 06/2009 → 06/2017
    Morgan Stanley Smith Barney
    Pearl River, NY
  • 01/2015 → 06/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2017 → Present
    Paramus, NJ
  • 06/2017 → Present
    Bank Of America, Na
    Paramus, NJ
Previous Registrations
  • 2009-06-01 → 2017-06-12
    Pearl River, NY
    Paramus, NJ
  • 2008-05-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgewood, NJ
    Pearl River, NY
  • 2005-07-19 → 2008-06-13
    Pearl River, NY
    Pearl River, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 1990-05-11
  • S66 Uniform Combined State Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    1990-05-11
Other Names
  • Paul Gregory Lotito
  • Paul Lotito

View on SEC IAPD

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