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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-16
TX RA APPROVED_RES 2006-10-03
  • LA RA
    APPROVED
    Since 2015-07-16
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

1 Galleria Blvd Ste 1111, Metairie, LA 70001 • United States

Metairie, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 09/2005 03/2020
Ameriprise Financial Service, Llc Metairie LA 03/2020 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Metairie, LA
  • 03/2020 → Present
    Ameriprise Financial Service, Llc
    Metairie, LA
Other Businesses

Business Ownership; Riversend Planning Group LLC; Owner; For Operating Expenses; One Galleria Blvd, Ste 1111, , Metairie, LA, 70001; Not Investment-Related; 07/06/2005; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-21
  • S63 Uniform Securities Agent State Law Examination
    1992-04-21
Designations

View on SEC IAPD

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