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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-28
IN RA APPROVED 1998-12-14
  • TX RA
    APPROVED_RES
    Since 2006-09-28
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

421 Buntin St, Vincennes, IN 47591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vincennes IN 09/2005 03/2020
Ameriprise Financial Services, Llc Vincennes IN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 419 Buntin St. Vincennes, IN 47591, ,; ; 04/01/2011 / Single Family; 2921 Strawberry Hall RdWheatland, IN 47597, ,; Not Investment-Related; 11/15/2018. Business Ownership; Dobbyn Farm; ; Farm Rent -Corn, Soybeans, and Wheat sharecropping.; 2318 S. Strawberry Rd Wheatland, IN 47597, ,; ; 10/30/1990; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-10
  • S63 Uniform Securities Agent State Law Examination
    1990-08-10
Other Names
  • Rick Dobbyn

View on SEC IAPD

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