Richard Lee Dobbyn

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Vincennes, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Vincennes, IN

Other Businesses

Real Estate Ownership; Single Family; 419 Buntin St. Vincennes, IN 47591, ,; ; 04/01/2011 / Single Family; 2921 Strawberry Hall RdWheatland, IN 47597, ,; Not Investment-Related; 11/15/2018. Business Ownership; Dobbyn Farm; ; Farm Rent -Corn, Soybeans, and Wheat sharecropping.; 2318 S. Strawberry Rd Wheatland, IN 47597, ,; ; 10/30/1990; 1 to 9 hours per month; .

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-08-10

Other Names

• Rick Dobbyn