Raymond Norbert Gandolfi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 11/2023
  Fsc Securities Corporation, Inc
  Metairie, LA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Kenner, LA

Previous Registrations

• 2004-01-30 → 2023-11-03
  Fsc Securities Corporation
  Kenner, LA
  Metairie, LA
  Metairie, LA
  Metairie, LA

Other Businesses

1. RAYMOND GANDOLFI POSITION: Statutory Agent - NATURE: Other - Fixed Annuities and Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2004 ADDRESS: 91 Avant Garde Circle, Kenner LA 70065, United States DESCRIPTION: Term Life, Fixed Life and Fixed annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-25
• S63 Uniform Securities Agent State Law Examination
  1997-09-22

Other Names

• Ray Gandolfi