Best Investors Account Sign in
Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-03-01
NC RA APPROVED 2023-03-01
  • IL RA
    APPROVED
    Since 2023-03-01
  • NC RA
    APPROVED
    Since 2023-03-01

Branch Locations

Wauconda, IL • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Chicago IL 05/2016 02/2018
Nylife Securities Llc Chicago IL 05/2016 02/2018
Eagle Strategies Llc Chicago IL 05/2016 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2010 03/2020
Bank Of America, N.A. Rolling Meadows IL 02/2010 03/2020
Alight Solutions Lincolnshire IL 02/2023 Present
Coram Health Care/Cvs Health Mt Prospect IL 05/2020 07/2022
Cvs Health Northbrook IL 07/2022 12/2022
  • 05/2016 → 02/2018
    New York Life Insurance Company
    Chicago, IL
  • 05/2016 → 02/2018
    Nylife Securities Llc
    Chicago, IL
  • 05/2016 → 02/2018
    Chicago, IL
  • 02/2010 → 03/2020
    Rolling Meadows, IL
  • 02/2010 → 03/2020
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 02/2023 → Present
    Alight Solutions
    Lincolnshire, IL
  • 05/2020 → 07/2022
    Coram Health Care/Cvs Health
    Mt Prospect, IL
  • 07/2022 → 12/2022
    Cvs Health
    Northbrook, IL
Previous Registrations
Other Businesses

I am the owner of a Sole Proprietorship called Chancellor Livingston Trust. It exists for the purpose of trading MY investment accounts (IRAs and regular accounts held in my name and jointly with my wife. I do not receive a salary, or direct investments for others. I do not solicit outside business and I pursue this activity entirely on my own time.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-20
S66 Uniform Combined State Law Examination 2001-02-13
  • S63 Uniform Securities Agent State Law Examination
    2016-12-20
  • S66 Uniform Combined State Law Examination
    2001-02-13
Designations

View on SEC IAPD

More in Wauconda, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor