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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-03 |
| FL | RA | APPROVED | 2021-05-10 |
Branch Locations
Boynton Beach, FL • United States
1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boca Raton | FL | 01/2016 | 05/2021 |
| Raymond James & Associates, Inc. | Boca Raton | FL | 05/2021 | Present |
(1)Name of Business: Gerard & Francesca Thorn Address: 2 Abbey Lane Apt 108 , Delray Beach, FL, 33446, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Personal rental property currently occupied by a family member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-26 |
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