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Dennis Thomas Kruk

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bradenton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-02-05
WA RA APPROVED 2026-01-29
TX RA APPROVED_RES 2012-09-25
FL RA APPROVED 2009-10-23
  • VT RA
    APPROVED
    Since 2026-02-05
  • WA RA
    APPROVED
    Since 2026-01-29
  • TX RA
    APPROVED_RES
    Since 2012-09-25
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 10/2009 Present
Bank Of America, Na Bradenton FL 11/2009 Present
Previous Registrations
  • 1998-04-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Bradenton, FL
    Bradenton, FL
    Bradenton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-28
S63 Uniform Securities Agent State Law Examination 1990-08-03
  • S65 Uniform Investment Adviser Law Examination
    1999-07-28
  • S63 Uniform Securities Agent State Law Examination
    1990-08-03

View on SEC IAPD

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