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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-19 |
| NC | RA | APPROVED | 2016-09-06 |
Branch Locations
100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 01/2001 | 09/2016 |
| Raymond James & Associates, Inc. | Winston-Salem | NC | 09/2016 | Present |
1)Name of Business : Trust Address: Winston-Salem, NC Nature of the Business: Trustee/Successor Trustee Position/Title: Trustee/Successor Trustee Investment Related: No Start Date: 08/07/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: BB&T Trust Department serves as the trustee of the proceeds. 2)Name of Business: No name Address: 520 Buckingham Rd, Winsotn-Salem, NC, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Start Date: 12/13/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I bought an apartment in Chicago for my daughter and rent it to her on a monthly basis. She intends to seek a mortgage and pay me back in the near future
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-27 |
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