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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2019-05-30
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2019-05-30

Branch Locations

376 Mark Tree Rd, East Setauket, NY 11733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bohemia NY 01/2016 10/2016
Ameriprise Financial Services, Inc. Bohemia NY 10/2016 05/2019
Raymond James Financial Services, Inc. East Setauket NY 05/2019 Present
Raymond James Financial Services Advisors, Inc. East Setauket NY 05/2019 Present
Girard Wrealth Management Group East Setauket NY 12/2019 Present
  • 01/2016 → 10/2016
    Unemployed
    Bohemia, NY
  • 10/2016 → 05/2019
    Ameriprise Financial Services, Inc.
    Bohemia, NY
  • 05/2019 → Present
    Raymond James Financial Services, Inc.
    East Setauket, NY
  • 05/2019 → Present
    East Setauket, NY
  • 12/2019 → Present
    Girard Wrealth Management Group
    East Setauket, NY
Other Businesses

(1)Name of Business: Girard Wealth Management Group Address: 376 Mark Tree Rd, East Setauket, NY, 11733, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/09/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager and Service FA.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-20
  • S63 Uniform Securities Agent State Law Examination
    1997-01-20
Other Names
  • Arthur Charles Gonsalves
  • Arthur Charles Gonsalves
  • Arthur Charles Gonsalves

View on SEC IAPD

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