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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2019-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Bohemia | NY | 01/2016 | 10/2016 |
| Ameriprise Financial Services, Inc. | Bohemia | NY | 10/2016 | 05/2019 |
| Raymond James Financial Services, Inc. | East Setauket | NY | 05/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | East Setauket | NY | 05/2019 | Present |
| Girard Wrealth Management Group | East Setauket | NY | 12/2019 | Present |
(1)Name of Business: Girard Wealth Management Group Address: 376 Mark Tree Rd, East Setauket, NY, 11733, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/09/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager and Service FA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-20 |
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