Jeb Roger Kirkpatrick

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2022
  National Securities Corporation
  Oklahoma City, OK
• 07/2022 → Present
  Arete Wealth Management Llc
  Chicago, IL
• 07/2022 → Present
  Arete Wealth Advisors Llc
  Chicago, IL

Previous Registrations

• 2017-10-05 → 2022-07-21
  B. Riley Wealth Advisors, Inc.
  Oklahoma City, OK

Other Businesses

INSURANCE SALES: OKLAHOMA CITY, OK, START 4/1992, HRS VARIES FROM ZERO TO 24 HRS PER MONTH DURING NOV AND DEC, NOT INVESTMENT RELATED. FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; OKLAHOMA CITY, OK; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; OKLAHOMA CITY, OK; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; OKLAHOMA CITY, OK; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2017-07-31
• S63 Uniform Securities Agent State Law Examination
  1990-05-31

Other Names

• Jeb R Kirkpatrick