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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-14 |
| NE | RA | APPROVED | 2024-06-14 |
| NV | RA | APPROVED | 2024-06-14 |
Branch Locations
2024 Dakota Ave, South Sioux City, NE 68776 • United States
204 N Main Street, West Point, NE 68788 • United States
321 Main Street, Wayne, NE 68787 • United States
8620 W Tropicana Ave, Las Vegas, NV 89147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dakota County Insurance Agency | South Sioux City | NE | 06/1995 | 04/2018 |
| Securities America, Inc. | South Sioux City | NE | 02/2002 | 06/2024 |
| Securities America Advisors, Inc. | South Sioux City | NE | 02/2003 | 06/2024 |
| Osaic Wealth, Inc. | West Point | NE | 06/2024 | Present |
| Osaic Wealth, Inc. | West Point | NE | 06/2024 | Present |
1) F&M INSURANCE ASSOCIATES POSITION: Agent NATURE: F&M INSURANCE ASSOCIATES/INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 06/1995 - LOCATED AT 2024 DAKOTA AVENUE, SOUTH SIOUX CITY, NE 68776, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/1995 ADDRESS: 2024 Dakota Ave, S Sioux City NE 68776, United States DESCRIPTION: Insurance sales & service 2) F&M BANK POSITION: Financial Advisor NATURE: I am a Financial Advisor for F&M Bank with a W-2. I perform no bank duties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 165 START DATE: 06/01/1995 ADDRESS: 2024 Dakota Ave, S Sioux City NE 68776, United States DESCRIPTION: Financial advising, investments, insurance, estate and tax planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-31 |
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