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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-01-17
MO RA APPROVED 2018-01-09
  • KS RA
    APPROVED
    Since 2018-01-17
  • MO RA
    APPROVED
    Since 2018-01-09

Branch Locations

7500 W 95Th Street, Overland Park, KS 66212 • United States

9601 Ne Barry Rd. Ste.#100, Kansas City, MO 64158 • United States

7500 W. 95Th Street, Overland Park, KS 66212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers & Investors Co., Inc. Kansas City KS 01/2007 01/2018
Invest Financial Corp Tampa FL 02/2017 12/2017
Infinex Investment, Inc. Meriden CT 01/2018 Present
Myrias Financial Management. Inc. Kansas City KS 05/2024 Present
  • 01/2007 → 01/2018
    Bankers & Investors Co., Inc.
    Kansas City, KS
  • 02/2017 → 12/2017
    Invest Financial Corp
    Tampa, FL
  • 01/2018 → Present
    Infinex Investment, Inc.
    Meriden, CT
  • 05/2024 → Present
    Myrias Financial Management. Inc.
    Kansas City, KS
Previous Registrations
  • 2017-02-01 → 2017-12-31
    Invest Financial Corporation
    Gladstone, MO
    Lees Summit, MO
    Overland Park, KS
    Kansas City, KS
    Kansas City, KS
    Kansas City, KS
    Appleton, WI
    Olathe, KS
    Kansas City, MO
    Overland Park, KS
    Atchison, KS
  • 2008-07-14 → 2017-03-06
    Bankers & Investors Co.
    Roeland Park, KS
    Overland Park, KS
    Olathe, KS
    Kansas City, KS
    Lees Summit, MO
    Kansas City, KS
    Kansas City, KS
    Springfield, MO
    Kansas City, KS
    Kansas City, KS
    Kansas City, KS
    Gladstone, MO
    Mission, KS
    Overland Park, KS
    Lees Summit, MO
    Paola, KS
    Kansas City, MO
    Kansas City, KS
  • 2005-03-28 → 2007-02-12
    Springfield, MO
  • 2005-01-24 → 2005-03-28
    Cambridge Investment Research, Inc.
    Springfield, MO
    Springfield, MO
  • 2002-01-10 → 2004-11-01
    Cuso Financial Services, L.P.
    Kansas City, MO
Other Businesses

1. MINISTRY PARTNERS INVESTMENT CO.LLC. 915 WEST IMPERIAL HIGHWAY,STE 120, BREA,CA 92821.INVESTMENT RELATED, BOARD MEMBER. MEMBER OF BOARD OF DIRECTORS AND ALSO SERVE ON THE ALM COMMITTEE. MINISTRY PARTNERS IS INVOLVED IN CHURCH LENDING.START DATE 2/1/12,2HPM, 2HRS.DURING TRADING HOURS. 2) VIRTUE FINANCIAL ADVISORS LLC., YES INVESTMENT RELATED, 1300 N. 78TH STREET STE. G3, KANASA CITY, KS 66112, INSURANCE AGENCY, OWNER/PARTNER/AGENT, START DATE 04/24/2017, TAX PURPOSES, AS A MARKETING NAME - WILL EVENTUALLY BE USED AS A FIXED ONLY INSURANCE AGENCY, 20 HRS PER MONTH, 20 HRS TRADING. 3.) Myrias Financial Management, Inc. Yes, Investment related. Insurance Agency. Started May 2024. Owner. Approx 80 hours per month during trding hours. 4.) Senior Plan Resources, LLC. Medicare Supplements and Advantage sales. yes, investment related. Started July 2024. President. Manage & Market Medicare Supplements to bank customers.Medicare supplement & Advantage sales only. No other insurance sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-27
S65 Uniform Investment Adviser Law Examination 1999-07-01
S63 Uniform Securities Agent State Law Examination 1993-01-21
  • S66 Uniform Combined State Law Examination
    2001-06-27
  • S65 Uniform Investment Adviser Law Examination
    1999-07-01
  • S63 Uniform Securities Agent State Law Examination
    1993-01-21

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