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Cindy Jean Valentino

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Lincolnville, ME

St. Augustine, FL

CRD 2045584

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-01-05
FL RA APPROVED 2020-11-25
CT RA APPROVED 2016-04-29
TX RA APPROVED 2016-04-29
  • ME RA
    APPROVED
    Since 2021-01-05
  • FL RA
    APPROVED
    Since 2020-11-25
  • CT RA
    APPROVED
    Since 2016-04-29
  • TX RA
    APPROVED
    Since 2016-04-29

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Lincolnville, ME • United States

St. Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 04/2016 Present
Bank Of America, N.A. Boston MA 06/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-18
S63 Uniform Securities Agent State Law Examination 1990-08-31
  • S65 Uniform Investment Adviser Law Examination
    2003-12-18
  • S63 Uniform Securities Agent State Law Examination
    1990-08-31
Other Names
  • Cindy Jean Wolf
  • Cindy J Wolf

View on SEC IAPD

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