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Thomas Clayton Simmons

Wt Wealth Management, LLC

Scottsdale, AZ

Scottsdale, AZ

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Current Employers
Wt Wealth Management, Llc

20865 North 90Th Place Suite 105, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-11-25
CA RA APPROVED 2025-01-02
FL RA APPROVED 2025-01-02
AZ RA APPROVED 2024-01-25
TX RA APPROVED_RES 2023-11-27
ID RA APPROVED 2023-11-22
  • GA RA
    APPROVED
    Since 2025-11-25
  • CA RA
    APPROVED
    Since 2025-01-02
  • FL RA
    APPROVED
    Since 2025-01-02
  • AZ RA
    APPROVED
    Since 2024-01-25
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • ID RA
    APPROVED
    Since 2023-11-22

Branch Locations

Scottsdale, AZ • United States

20865 North 90Th Place Suite 105, Scottsdale, AZ 85255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcs Financial, Llc Scottsdale AZ 03/2009 11/2023
Wt Wealth Management, Llc Scottsdale AZ 11/2023 Present
Tcs Financial, Llc Scottsdale AZ 11/2023 Present
  • 03/2009 → 11/2023
    Tcs Financial, Llc
    Scottsdale, AZ
  • 11/2023 → Present
    Scottsdale, AZ
  • 11/2023 → Present
    Tcs Financial, Llc
    Scottsdale, AZ
Previous Registrations
  • 2009-06-25 → 2024-12-31
    Tcs Financial Llc
    Scottsdale, AZ
  • 2006-03-20 → 2008-09-08
    Ffec Wealth Partners Llc
    Scottsdale, AZ
    Scottsdale, AZ
  • 2002-08-15 → 2003-01-24
    Morgan Stanley & Co. Llc
    Houston, TX
Other Businesses

TCS Financial, LLC. Founded in 2009. President. 10687 E Bahia Dr, Scottsdale, AZ 85255. Until November 2023, TCS was an RIA. Advisor joined WT Wealth Management in November 2023, transitioning his financial advisory activities and deregistering TCS. 2 hours per week outside of securities trading hours related to basic entity maintenance and administration.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-04
S63 Uniform Securities Agent State Law Examination 1997-08-11
  • S65 Uniform Investment Adviser Law Examination
    2005-10-04
  • S63 Uniform Securities Agent State Law Examination
    1997-08-11
Other Names
  • Thomas Clayton Simmons
  • Clay Simmons
  • Thomas Simmons

View on SEC IAPD

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