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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-23 |
| TX | RA | APPROVED_RES | 1995-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | PA | 02/1990 | Present |
| Bank Of America, N.A. | Wayne | PA | 12/2009 | Present |
I*31162 ENTITY TYPE FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: SELF EMPLOYED/FREE LANCE INVESTMENT RELATED: NO ADDRESS OF BUSINESS: AMBLER, PA 19002 POSITION, TITLE, ASSOCIATION: OTHER, ACTOR, SINGER START DATE OF RELATIONSHIP: 2/7/2009 NUMBER OF HOURS DEVOTED: 10 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EXTRA/VOICE OVER FREE LANCE ACTOR/ON-AIR TALENT/FILM EXTRA I*4397278 Entity Type: Fiduciary role Name of OBA: D. O. Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/14/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4461268 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. A O. IRRA FBO D. A O. Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Self, Child/Grandchild I*4461271 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. A O. RRA FBO D. A O. Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Self, Child/Grandchild I*4462266 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. A O. RRA FBO D. A O. Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Self, Child/Grandchild I*4462268 Entity Type: Fiduciary role Name of OBA: D. A O. TOD BENEFICIARIES ON FILE Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Self, Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-13 |
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