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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-23
TX RA APPROVED_RES 1995-05-10
  • PA RA
    APPROVED
    Since 2010-06-23
  • TX RA
    APPROVED_RES
    Since 1995-05-10

Branch Locations

724 W Lancaster Ave, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 02/1990 Present
Bank Of America, N.A. Wayne PA 12/2009 Present
Other Businesses

I*31162 ENTITY TYPE FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: SELF EMPLOYED/FREE LANCE INVESTMENT RELATED: NO ADDRESS OF BUSINESS: AMBLER, PA 19002 POSITION, TITLE, ASSOCIATION: OTHER, ACTOR, SINGER START DATE OF RELATIONSHIP: 2/7/2009 NUMBER OF HOURS DEVOTED: 10 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EXTRA/VOICE OVER FREE LANCE ACTOR/ON-AIR TALENT/FILM EXTRA I*4397278 Entity Type: Fiduciary role Name of OBA: D. O. Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/14/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4461268 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. A O. IRRA FBO D. A O. Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Self, Child/Grandchild I*4461271 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. A O. RRA FBO D. A O. Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Self, Child/Grandchild I*4462266 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. A O. RRA FBO D. A O. Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Self, Child/Grandchild I*4462268 Entity Type: Fiduciary role Name of OBA: D. A O. TOD BENEFICIARIES ON FILE Address: Hockessin, Delaware, 19707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Self, Child/Grandchild

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-02
S63 Uniform Securities Agent State Law Examination 1990-06-13
  • S65 Uniform Investment Adviser Law Examination
    1993-11-02
  • S63 Uniform Securities Agent State Law Examination
    1990-06-13
Other Names
  • Joseph John Oneil
  • Joseph John Oneill

View on SEC IAPD

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