Uwe Fred Schweikert

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1990 → 01/2017
  Ameriprise Financial Services, Inc.
  Raleigh, NC
• 01/2017 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2001-12-31 → 2017-01-24
  Ameriprise Financial Services, Llc
  Austin, TX
  Raleigh, NC
  Austin, TX
  Durham, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Austin, TX
  Burlington, NC
  Raleigh, NC
  Cary, NC

Other Businesses

1. 50% owner, WBDFC, LLC, an entity created for the purpose of Buying and managing Commercial real estate and property in association with Crossbridge Financial Group from the 100 Europa Drive, Suite 280, Chapel Hill NC 27517 location, as of 10/10/2017; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales; as of 07/18/2018; Approximately 5% time spent during securities trading hours per month; Not Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2001-06-02
• S63 Uniform Securities Agent State Law Examination
  1990-10-02