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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-06-26
MA RA APPROVED 2018-11-08
  • NC RA
    APPROVED
    Since 2019-06-26
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Salisbury, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancockinvestment Management Distributors Llc Boston MA 05/2014 Present
John Hancock Investment Managment Llc Boston MA 11/2018 Present
  • 05/2014 → Present
    John Hancockinvestment Management Distributors Llc
    Boston, MA
  • 11/2018 → Present
    John Hancock Investment Managment Llc
    Boston, MA
Previous Registrations
Other Businesses

PRESIDENT OF JAMES TAFT INC--CORPORATION OWNS A BUILDING THAT IS RENTED OUT. DEVOTE APPROXIMATELY 1 HOUR/MO; NO PERSONAL INCOME ALL THE INCOME IS REINVESTED IN CORPORATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-25
S63 Uniform Securities Agent State Law Examination 1990-04-30
  • S65 Uniform Investment Adviser Law Examination
    2010-02-25
  • S63 Uniform Securities Agent State Law Examination
    1990-04-30
Other Names
  • Charles Shay Fry

View on SEC IAPD

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