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Richard Aaron Burling

F/M Investments LLC

Washington, DC

Milwaukee, WI

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Current Employers
F/M Investments Llc

900 19Th St Nw Suite 203, Washington, DC 20006 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-04-02
  • WI RA
    APPROVED
    Since 2024-04-02

Branch Locations

900 19Th St Nw Suite 203, Washington, DC 20006 • United States

309 North Water Street Suite 315, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ziegler Capital Management, Llc Milwaukee WI 01/2012 Present
F/M Investments Llc Milwaukee WI 04/2024 Present
  • 01/2012 → Present
    Ziegler Capital Management, Llc
    Milwaukee, WI
  • 04/2024 → Present
    F/M Investments Llc
    Milwaukee, WI
Previous Registrations
  • 2020-05-28 → 2024-05-15
    Zcm
    Milwaukee, WI
  • 2013-04-08 → 2020-06-01
    Ziegler Capital Management, Llc
    Milwaukee, WI
  • 2006-06-05 → 2013-11-14
    Red Granite Advisors Llc
    Milwaukee, WI
  • 2001-09-13 → 2006-05-09
    Robert W. Baird & Co. Incorporated
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-20
S63 Uniform Securities Agent State Law Examination 1990-04-09
  • S66 Uniform Combined State Law Examination
    2001-06-20
  • S63 Uniform Securities Agent State Law Examination
    1990-04-09
Designations

View on SEC IAPD

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