Arthur Scott Montgomery

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → 05/2025
  Paramount Financial Llc
  St. Louis, MO
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-11-06 → 2025-05-14
  Paramount Financial Llc
  St. Louis, MO
• 2007-03-15 → 2013-09-05
  Walnut Street Securities, Inc.
  New York, NY
  St. Louis, MO
  Davenport, IA
  Cape Girardeau, MO
  Rock Island, IL
  St Louis, MO
• 2009-04-17 → 2009-04-28
  Paramount Financial Llc
  St. Louis, MO
• 2003-07-07 → 2008-12-31
  Paramount Financial Llc
  St. Louis, MO

Other Businesses

1.INDEPENDENT INSURANCE AGENT -FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 1HR/WK SINCE 1992 2.PRESIDENT AND AN INVESTMENT ADVISER,PARAMOUNT FINANCIAL LLC, BEGAN 03/2001, 15HRS/WKDY,2HRS/WKEND 3.AUTHOR WRITER OF BOOK TITLED "SO YOU WANT TO RETIRE",BEGAN 12/2009,5HRS/WKDY,5HRS/WKEND 4. NAME OF OTHER BUSINESS: PARAMOUNT AGENCY ASSOCIATES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE GENERAL AGENCY START DATE: 4/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: OWNER & PRESIDENT BRIEF DESCRIPTION OF DUTIES: GENERAL OVERSIGHT AND FINANCIAL GUARANTEE; 5. NAME OF OTHER BUSINESS: JAMES L. HARDING AND ASSOCIATES, INC. ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE AGENCY; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE GENERAL AGENCY;

Exams

• S66 Uniform Combined State Law Examination
  2001-06-15
• S63 Uniform Securities Agent State Law Examination
  1990-03-26

Other Names

• Scoot Montgomery
• Arthur Scot Montgomery