John Michael Shutowick

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → Present
  John Hancock Mutual Life Insurance Co.
  Fairport, NY
• 04/2009 → 09/2019
  Summit Brokerage Services Inc
  Ft Lauderdale, FL
• 04/2009 → 05/2021
  Summit Financial Group Inc
  Ft Lauderdale, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/1994 → Present
  John Shutowick & Associates
  Ft Lauderdale, FL
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Plantation, FL

Previous Registrations

• 2009-06-30 → 2021-05-20
  Summit Financial Group Inc
  Davie, FL
• 1995-03-29 → 2009-04-09
  Lpl Financial Llc
  Fort Lauderdale, FL

Other Businesses

1. NAME OF OTHER BUSINESS: SHUTOWICK WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 08/2006; POSITION/TITLE/RELATIONSHIP: CO-FOUNDER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: JOHN SHUTOWICK & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY USED FOR COMMISSION PURPOSES AND TO COLLECT OFFICE SPACE RENT; START DATE: 05/1994; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR COMMISSION PURPOSES AND TO COLLECT OFFICE SPACE RENT; 3. NAME OF OTHER BUSINESS: FOX RIDGE HOA; INVESTMENT RELATED: NO; ADDRESS: 10188 NW 66TH DR, PARKLAND, IL 33076; NATURE OF BUSINESS: BOARD; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE THE NEIGHBORHOOD;

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-06-22

Designations

• Certified Financial Planner

Other Names

• John M Shutowick