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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2005-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Topeka | KS | 12/2005 | Present |
1. 12/14/2005 - LASER WASH, INC.- Business Owner- OWNS AND OPERATES SELF-SERVE CAR WASH FACILITIES. PRESIDENT, TREASURER, MANAGER. OWNS ALL COMMON STOCK- 20% - NON INV Related 2. 12/14/2005 - FAGAN FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 2% - LPL BUSINESS AND TAX PREP - DBA WITH OBA-TAX PREP. 3. 4/12/2017 - Gray Wolf LLC - Investment Related - Home Based - Real Estate Rental - Started 02/26/17 - 4 Hours Per Month/0 Hours During Securities Trading - LLC for the purpose of buying rental property. 4. 10/28/2022 - No Business Name - Not Investment Related - 10697 Glacier Rd, Topeka, KS 66615 - Business Owner - Farmer - Start Date: 10/06/2022 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-03-26 |
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