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Robert Douglas Thompson

R.D. Thompson Investments

Salt Lake City, UT

CRD 2044631

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Employer firm

R.d. Thompson Investments CRD 104738

$75.6M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
R.D. Thompson Investments

699 East South Temple, Ste 230, Salt Lake City, UT 84102-4228 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2004-01-01
  • UT RA
    APPROVED
    Since 2004-01-01

Branch Locations

807 E. South Temple Suite 202, Salt Lake City, UT 84102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.D. Thompson Investments Salt Lake City UT 05/1984 Present
Designations
  • Chartered Financial Analyst
Other Names
  • Robert Thompson

View on SEC IAPD

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