Kurt Louis Hoffer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 09/2019
  Summit Brokerage Services Inc
  Charlotte, NC
• 05/2011 → 05/2021
  Summit Financial Group Inc
  Charlotte, NC
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-05-12 → 2021-05-20
  Summit Financial Group Inc
  Charlotte, NC
• 2006-06-02 → 2011-05-04
  Ic Advisory Services, Inc.
  Bedminster, NJ
  Charlotte, NC
• 2006-01-05 → 2006-06-02
  The Investment Center, Inc.
  Charlotte, NC
  Charlotte, NC
• 2002-05-10 → 2006-01-23
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Other Businesses

1) QUEEN CITY FINANCIAL STRATEGIES; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; DBA NAME; MANAGING DIRECTOR; APP 160 HRS/MONTH; APPX 160 HRS/MONTH DURING TRADING; ALL OF MY SUMMIT DUTIES UNDER A NEW DBA NAME 2) KLH Property Solutions LLC; NOT INVESTMENT RELATED; 2730 HAYDEN BROOKE CIR STE D204 MATTHEWS, NC 28105; REAL ESTATE- PURCHASING, OWNING AND REHABBING FOR RENTAL PROPERTIES; OWNER; 05/01/2019; APX 25 HOURS/MONTH; APX 0 HOURS/MONTH DURING TRADING; PURCHASING, OWNING REAL ESTATE FOR RENTAL INCOME. REHABBING AND SELLING PROPERTIES AS WELL. 3) NAME OF OTHER BUSINESS: JUUCE DISTRIBUTOR; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PORTABLE CHARGERS; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: DISTRIBUTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DISTRIBUTE JUUCE PORTABLE CHARGING STATIONS IN VENUES SO CONSUMERS MAY RENT THE PORTABLE CHARGER AT THEIR CONVENIENCE TO RECHARGE THEIR ELECTRONICS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-28
• S63 Uniform Securities Agent State Law Examination
  1993-05-12

Other Names

• Kurt L Hoffer