Francis Joseph Shepard

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-01-02

CA RA
APPROVED

Since 2009-01-02

Branch Locations

1222 Price St, Pismo Beach, CA 93449 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services Inc	Pismo Beach	CA	08/2005	Present
Raymond James Financial Services Advisors, Inc	Pismo Beach	CA	01/2009	Present
N/A - Non-Variable Insurance	Pismo Beach	CA	10/2019	Present

08/2005 → Present

Raymond James Financial Services Inc

Pismo Beach, CA
01/2009 → Present

Raymond James Financial Services Advisors, Inc

Pismo Beach, CA
10/2019 → Present

N/A - Non-Variable Insurance

Pismo Beach, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-01

S63 Uniform Securities Agent State Law Examination

1991-03-01

Other Names

Frank Shepard

View on SEC IAPD

Current Employers

Raymond James Financial Services Advisors, Inc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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