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Mary Amato

Stifel, Nicolaus & Company, Incorporated

Sarasota, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-08-18
  • FL RA
    APPROVED
    Since 2014-08-18

Branch Locations

2 North Tamiami Trail, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Sarasota FL 08/2014 Present
  • 08/2014 → Present
    Stifel Nicolaus & Co Inc
    Sarasota, FL
Previous Registrations
  • 2005-11-28 → 2014-08-14
    Ubs Financial Services Inc.
    Sarasota, FL
  • 2000-11-16 → 2005-10-25
    Morgan Keegan & Company, Llc
    Sarasota, FL
Other Businesses

1.NOTARY PUBLIC /1819 MAIN STREET; SARASOTA FL 34236;START DATE 09/16/2002 / 1 HR PER YEAR; NOT INVESTMENT RELATED; DURING SECURITIES TRADING HOURS. 2. OL' BATTLE AXE LLC; 4088 Bee Ridge Road Sarasota FL 34232; Axe Throwing Facility; Manager; 01/11/2019; 0.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-08-30
  • S63 Uniform Securities Agent State Law Examination
    2002-08-30
Other Names
  • Mary Marte
  • Mary Marte

View on SEC IAPD

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