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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | York | PA | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | York | PA | 11/2018 | Present |
1. LITTEN FINANCIAL GROUP,LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 65 START DATE: 05/20/2013 ADDRESS: 1115 Futurity Dr, York PA 17404, United States DESCRIPTION: Sell Variable Investments, Health Insurance, Fixed life Insurance and Fixed Annuities. Service clients. 2. MEDICARE INSURANCE ENROLLMENT CENTER POSITION: Owner NATURE: Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 11/19/2021 ADDRESS: 1115 FUTURITY DR, YORK PA 17404, United States DESCRIPTION: Sell and service Medicare Insurance Plans. 3. LITTEN FINANCIAL GROUP, LLC - FIXED INSURANCE POSITION: Broker/Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 10/20/2023 ADDRESS: 1115 Futurity Dr, York PA 17404, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and non-variable insurance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-24 |
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