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Scott Ardel Litten

Osaic Wealth, Inc.

York, PA

CRD 2044219

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-11-02
  • PA RA
    APPROVED
    Since 2018-11-02

Branch Locations

York, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. York PA 05/2016 11/2018
Osaic Wealth, Inc. York PA 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    York, PA
  • 11/2018 → Present
    York, PA
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Gold River, CA
    York, PA
    Nashville, TN
  • 2008-01-30 → 2016-05-13
    Gold River, CA
    Nutley, NJ
    York, PA
    St. Petersburg, FL
    Harrisburg, PA
    York, PA
Other Businesses

1. LITTEN FINANCIAL GROUP,LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 65 START DATE: 05/20/2013 ADDRESS: 1115 Futurity Dr, York PA 17404, United States DESCRIPTION: Sell Variable Investments, Health Insurance, Fixed life Insurance and Fixed Annuities. Service clients. 2. MEDICARE INSURANCE ENROLLMENT CENTER POSITION: Owner NATURE: Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 11/19/2021 ADDRESS: 1115 FUTURITY DR, YORK PA 17404, United States DESCRIPTION: Sell and service Medicare Insurance Plans. 3. LITTEN FINANCIAL GROUP, LLC - FIXED INSURANCE POSITION: Broker/Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 10/20/2023 ADDRESS: 1115 Futurity Dr, York PA 17404, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and non-variable insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-24
  • S63 Uniform Securities Agent State Law Examination
    1990-05-24
Other Names
  • Scott Ardell Litten

View on SEC IAPD

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