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Joseph Ennio Betti

Andrew Garrett Inc.

Newtown, PA

Newtown, PA

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Current Employers
Andrew Garrett Inc.

230 Park Avenue 3Rd Floor West, New York, NY 10169 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-02-04
AZ RA APPROVED 2022-11-29
CO RA APPROVED 2022-11-14
OH RA APPROVED 2022-11-14
NY RA APPROVED 2022-11-01
AL RA APPROVED 2021-11-17
MD RA APPROVED 2021-11-16
CA RA APPROVED 2020-10-26
FL RA APPROVED 2018-07-02
MN RA APPROVED 2017-11-19
PA RA APPROVED 2007-10-01
SC RA APPROVED 2007-09-27
NJ RA APPROVED 2007-04-30
  • WY RA
    APPROVED
    Since 2025-02-04
  • AZ RA
    APPROVED
    Since 2022-11-29
  • CO RA
    APPROVED
    Since 2022-11-14
  • OH RA
    APPROVED
    Since 2022-11-14
  • NY RA
    APPROVED
    Since 2022-11-01
  • AL RA
    APPROVED
    Since 2021-11-17
  • MD RA
    APPROVED
    Since 2021-11-16
  • CA RA
    APPROVED
    Since 2020-10-26
  • FL RA
    APPROVED
    Since 2018-07-02
  • MN RA
    APPROVED
    Since 2017-11-19
  • PA RA
    APPROVED
    Since 2007-10-01
  • SC RA
    APPROVED
    Since 2007-09-27
  • NJ RA
    APPROVED
    Since 2007-04-30

Branch Locations

41 University Drive Suite 400, Newtown, PA 18940 • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sw Bach & Company Princeton NJ 11/2005 Present
  • 11/2005 → Present
    Sw Bach & Company
    Princeton, NJ
Previous Registrations
  • 2006-06-27 → 2007-03-01
    S.W. Bach & Company
    Princeton, NJ
Other Businesses

PRINCETON FINANCIAL DBA 41 UNIVERSITY DRIVE SUITE 400 NEWTOWN, PA 18940 UNITED STATES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 1990-05-17
  • S65 Uniform Investment Adviser Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    1990-05-17

View on SEC IAPD

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