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Richard Joseph Hamlin

Spc

South Lyon, MI

Ann Arbor, MI

CRD 2043968

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-02-12
  • MI RA
    APPROVED
    Since 2015-02-12

Branch Locations

413 S. Lafayette, South Lyon, MI 48178 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed South Lyon MI 10/1988 Present
Sigma Financial Corporation Ann Arbor MI 02/2015 Present
Spc Ann Arbor MI 02/2015 Present
  • 10/1988 → Present
    Self-Employed
    South Lyon, MI
  • 02/2015 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 02/2015 → Present
    Ann Arbor, MI
Previous Registrations
Other Businesses

1. RICHARD J HAMLIN; NOT INVESTMENT RELATED; 417 S LAFAYETTE, SOUTH LYON MI 48178; INSURANCE SALES; AGENT; 1985 TO PRESENT; 100-120 HOURS PER MONTH; 60-80 HOURS PER MONTH DURING TRADING; SALES AND SERVICE OF LIFE, HEALTH. 2. RJH CONSULTING SERVICES, INC.: Owner of agency. 3. Hamlin & Clark LLC, South Lyon, MI. 50% owner/member - Property and Casualty insurance sales. Start date: 1/6/17, approx. 40-50 hrs/mo with 10% during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-21
S63 Uniform Securities Agent State Law Examination 1990-10-19
  • S65 Uniform Investment Adviser Law Examination
    2010-05-21
  • S63 Uniform Securities Agent State Law Examination
    1990-10-19
Other Names
  • Richard Joseph Hamilin
  • Richard Joseph Hamilin

View on SEC IAPD

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