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William Lloyd Mixdorf

Raymond James Financial Services Advisors, Inc

Plano, TX

CRD 2043746

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-14
  • TX RA
    APPROVED
    Since 2025-08-14

Branch Locations

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Plano TX 01/2010 08/2025
Raymond James Financial Services, Inc. Plano TX 08/2025 Present
Raymond James Financial Services Advisors, Inc. Plano TX 08/2025 Present
Previous Registrations
  • 2010-01-29 → 2025-08-14
    Commonwealth Financial Network
    Waltham, MA
    Plano, TX
  • 1992-10-12 → 2010-02-09
    Cetera Wealth Services, Llc
    Plano, TX
    Plano, TX
    Plano, TX
Other Businesses

1. TRUSTEE FOR FAMILY TRUST ACCOUNT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-27
  • S63 Uniform Securities Agent State Law Examination
    1990-04-27
Designations
  • Certified Financial Planner
Other Names
  • Bill Lloyd Mixdorf

View on SEC IAPD

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