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Gerald Lester Asplund

LPl Financial LLC

Plymouth, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-23
  • MN RA
    APPROVED
    Since 2013-12-23

Branch Locations

3655 Plymouth Blvd Ste 105, Plymouth, MN 55446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wayzata MN 12/2012 Present
Other Businesses

1. 1/19/2016 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - START 01/19/2016 - 10 Hours Per Month/1 Hour During Securities Trading. 2. 5/27/2021 - Highcroft Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2021 - 160 Hours Per Month/120 Hours During Securities Trading. 3. 8/16/2021 - Highcroft, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/20/2014 - 160 Hours Per Month/130 Hours During Securities Trading. 4. 11/15/2023 - Corporate and Taft Hartley Solutions - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Consultant - Started 11/15/2023 - 5 Hrs/Mo; 2 Hrs During Trading 5) 01/22/2025 - Highcroft, Inc. - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 08/20/2014 - 160 Hrs/Mth - 130 Hrs During Trading. 6) 01/03/2025 - Highcroft Investment Advisors - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:12/01/2024 - 5 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-02
S63 Uniform Securities Agent State Law Examination 1993-05-26
  • S65 Uniform Investment Adviser Law Examination
    1993-08-02
  • S63 Uniform Securities Agent State Law Examination
    1993-05-26
Designations

View on SEC IAPD

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