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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-22 |
| FL | RA | APPROVED | 2021-09-20 |
Branch Locations
200 S Biscayne Blvd, Miami, FL 33131 • United States
Fort Lauderdale, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 01/2009 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-03 |
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