Gerardo A Castro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 07/2021
  Ubs Financial Services Inc
  Washington, DC
• 07/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Previous Registrations

• 2009-01-12 → 2021-07-26
  Ubs Financial Services Inc.
  Mclean, VA
  Weehawken, NJ
  Washington, DC
  Washington, DC
  Weehawken, NJ
  Washington, DC
  Annapolis, MD
  Bethesda, MD
  Washington, DC
• 2007-04-02 → 2009-01-29
  Morgan Stanley & Co. Llc
  Washington, DC
• 2000-03-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-16
• S63 Uniform Securities Agent State Law Examination
  1990-04-03

Other Names

• Jerry A Castro
• Jerry A Castronunez
• Jerry A C Nunez
• Gerardo Antonio Castronunez
• Gerardo A Castro-Nunez
• Gerardo Castro
• Gerardo . Castro