Robert David Braun

Current Employers

Employment History

• 12/2015 → 11/2018
  Signator Investors, Inc.
  Missoula, MT
• 11/2018 → Present
  Osaic Wealth, Inc.
  Missoula, MT

Previous Registrations

• 2015-12-28 → 2018-11-02
  Signator Investors, Inc.
  Missoula, MT
  Gold River, CA
  Nashville, TN
• 2012-02-29 → 2015-12-28
  Signator Financial Services, Inc.
  Missoula, MT
  Bellevue, WA
• 2008-04-11 → 2012-01-26
  Pacific West Financial Consultants Inc
  Renton, WA
• 2003-01-31 → 2004-12-31
  Mclaughlin, Piven, Vogel Securities, Inc.
  Missoula, MT
  Missoula, MT

Other Businesses

1) TAURUS WEALTH MANAGEMENT LLC POSITION: iar NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2012 ADDRESS: 2419 Mullan Rd Suite C, Missoula MT 59808, United States DESCRIPTION: Sales/Marketing of securities and investment advisory products 2) ROBERT BRAUN - FIXED INSURANCE POSITION: agent NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2012 ADDRESS: 2419 Mullan Rd suite C, Missoula MT 59808, United States DESCRIPTION: sales / marketing of fixed annuities and non variable insurance 3) BACK COUNTRY HORSEMEN OF MONTANA POSITION: Board of Directors Member NATURE: Non Profit National Horsemen's group. The group creates, and maintains riding and hiking trails around the country and works with the forest service in bringing outdoor experience to the public. Back Country Horsemen of Missoula is a group of very diverse people of all ages and from all walks of life. There are those among us who do not own a horse but we all enjoy the opportunity to share with others our love of horses and the back country. We share a firm belief that the purpose for this organization is vital for the continued use of our roadless and wilderness areas by future generations of horsemen. I will have ZERO to do with finances, financial advice, or the groups accounting. Literally zero. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/04/2026 ADDRESS: PO Box 2121, Missoula MT 59806, United States DESCRIPTION: I will be on the board of directors of the group. My function will be to help in working with the forest service on potential plans for maintaining forest trails, and to work with the public in events that will spread the word about our group, and our work around the state of Montana. My local chapter of this national group is headquartered in in Missoula MT.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-09
• S63 Uniform Securities Agent State Law Examination
  1990-03-15