Jim Steiner Montgomery

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 03/2017
  Metlife Resources
  Grand Rapids, MI
• 03/2017 → 11/2019
  Mml Investors Services, Llc
  Toledo, OH
• 07/2016 → 11/2019
  Mass Mutual Life Insurance Company
  Toledo, OH
• 11/2019 → Present
  Citizens Securities Inc.
  Maumee, OH
• 11/2019 → Present
  Citizens Bank
  Maumee, OH
• 02/2022 → Present
  Nationwide Investment Services Corporation
  Columbus, OH

Previous Registrations

• 2019-11-20 → 2020-12-31
  Citizens Securities, Inc.
  Fairlawn, OH
  Maumee, OH
• 2017-03-25 → 2019-11-21
  Mml Investors Services, Llc
  Holland, OH
  Dublin, OH
  Broadview Heights, OH
  Lima, OH
  Cleveland, OH
  Toledo, OH
• 2005-12-07 → 2017-03-25
  Msi Financial Services, Inc.
  Perrysburg, OH
  Lima, OH
  Wyandotte, MI
  Springfield, MA
  Springfield, MA
  Maumee, OH
  Broadview Hts, OH
  Wyandotte, MI
  Grand Rapids, MI
  Holland, OH
• 2000-05-26 → 2006-01-11
  Metlife Investment Fund Services Llc
  Alpharetta, GA

Other Businesses

Notary Public

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-22
• S63 Uniform Securities Agent State Law Examination
  2002-09-13