David Scott Fernquist

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-10-20
MI	RA	APPROVED	2010-10-25

FL RA
APPROVED

Since 2021-10-20
MI RA
APPROVED

Since 2010-10-25

Branch Locations

31731 Northwestern Hwy Ste 151W, Farmington Hills, MI 48334 • United States

The Villages, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Farmington Hills	MI	01/1998	Present

01/1998 → Present

Lpl Financial Llc

Farmington Hills, MI

Other Businesses

1. 8/17/2004 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - BUTTONWOOD FINANCIAL GROUP, LLC - FOR ACCOUNTING PURPOSES ONLY. - FARMINGTON HILLS, MI. 2. 9/10/2007 - NON-VARIABLE INSURANCE - BUTTONWOOD FINANCIAL GROUP, LLC - DBA TO CONDUCT NON-VARIABLE INSURANCE BUSINESS, PRIMARILY HEALTH INSURANCE. - TIME SPENT 5% - FARMINGTON HILLS, MI. 3. 10/2/2007 - NON-VARIABLE INSURANCE - OUTSIDE INSURANCE BUSINESS. I WILL BE AN AGENT. - TIME SPENT 20% - FARMINGTON HILLS, MI. 4. 5/7/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Promissory Note - Started 11/30/2017 - 0 Hours Per Month - Purchased practice from resigning representative, Benjamin Parr (NV1B). 5. 5/7/2019 - North Coast Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/07/2019.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-03-29

S63 Uniform Securities Agent State Law Examination

1990-03-29

Designations

Certified Financial Planner

Other Names

David Fernquist

View on SEC IAPD