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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-12-07 |
Branch Locations
600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Waldwick | NJ | 03/1998 | 10/2019 |
| John J. Crowe | Waldwick | NJ | 05/2001 | Present |
| 1St Global Advisors, Inc. | Waldwick | NJ | 04/2002 | 10/2019 |
| Avantax Insurance Services, Inc. | Waldwick | NJ | 08/2004 | 09/2025 |
| Hunter Financial Services, Inc. | Fair Lawn | NJ | 09/1999 | 10/2017 |
| Headquarters Advisory Group, Llc | Parsippany | NJ | 12/2002 | Present |
| Headquarters Advisory Group, Llc | Parsippany | NJ | 05/2015 | Present |
| Avantax Advisory Services | Waldwick | NJ | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Waldwick | NJ | 10/2019 | 09/2025 |
| Avantax Planning Partners, Inc. | Waldwick | NJ | 08/2021 | Present |
| Cetera Wealth Services, Llc | Parsippany | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-15 |
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