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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-12-07
  • NJ RA
    APPROVED
    Since 2021-12-07

Branch Locations

600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Waldwick NJ 03/1998 10/2019
John J. Crowe Waldwick NJ 05/2001 Present
1St Global Advisors, Inc. Waldwick NJ 04/2002 10/2019
Avantax Insurance Services, Inc. Waldwick NJ 08/2004 09/2025
Hunter Financial Services, Inc. Fair Lawn NJ 09/1999 10/2017
Headquarters Advisory Group, Llc Parsippany NJ 12/2002 Present
Headquarters Advisory Group, Llc Parsippany NJ 05/2015 Present
Avantax Advisory Services Waldwick NJ 10/2019 09/2025
Avantax Investment Services, Inc. Waldwick NJ 10/2019 09/2025
Avantax Planning Partners, Inc. Waldwick NJ 08/2021 Present
Cetera Wealth Services, Llc Parsippany NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/1998 → 10/2019
    1St Global Capital Corp.
    Waldwick, NJ
  • 05/2001 → Present
    John J. Crowe
    Waldwick, NJ
  • 04/2002 → 10/2019
    1St Global Advisors, Inc.
    Waldwick, NJ
  • 08/2004 → 09/2025
    Avantax Insurance Services, Inc.
    Waldwick, NJ
  • 09/1999 → 10/2017
    Hunter Financial Services, Inc.
    Fair Lawn, NJ
  • 12/2002 → Present
    Headquarters Advisory Group, Llc
    Parsippany, NJ
  • 05/2015 → Present
    Headquarters Advisory Group, Llc
    Parsippany, NJ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Waldwick, NJ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Waldwick, NJ
  • 08/2021 → Present
    Waldwick, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Parsippany, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Waldwick, NJ
    Parsippany, NJ
    Dallas, TX
  • 2015-10-27 → 2021-12-31
    Headquarters Advisory Group, Llc
    Parsippany, NJ
  • 2002-04-01 → 2019-10-25
    1St Global Advisors Inc
    Waldwick, NJ
  • 2005-06-13 → 2017-11-30
    Hunter Financial Services, Inc.
    Fair Lawn, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-01
S63 Uniform Securities Agent State Law Examination 1995-05-15
  • S65 Uniform Investment Adviser Law Examination
    2001-11-01
  • S63 Uniform Securities Agent State Law Examination
    1995-05-15

View on SEC IAPD

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