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Tom G Thacker

Oppenheimer & Co. Inc.

Beachwood, OH

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-07-03
PR RA APPROVED 2012-07-02
OH RA APPROVED 2012-06-26
TX RA APPROVED 2012-06-26
  • FL RA
    APPROVED
    Since 2012-07-03
  • PR RA
    APPROVED
    Since 2012-07-02
  • OH RA
    APPROVED
    Since 2012-06-26
  • TX RA
    APPROVED
    Since 2012-06-26

Branch Locations

25550 Chagrin Blvd Ste 310, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Beachwood OH 06/2012 Present
  • 06/2012 → Present
    Oppenheimer
    Beachwood, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-26
S63 Uniform Securities Agent State Law Examination 1990-03-22
  • S65 Uniform Investment Adviser Law Examination
    1992-08-26
  • S63 Uniform Securities Agent State Law Examination
    1990-03-22
Other Names
  • Tom G Thacker

View on SEC IAPD

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NORTH STAR ADVISORY GROUP, LLC · BEACHWOOD, OH
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PHILIPP CAPITAL ADVISORS · BEACHWOOD, OH
TIDMORE RETIREMENT PLANNING SPECIALISTS · BEACHWOOD, OH
NEO INVESTMENT COUNSEL, LLC · CLEVELAND, OH
SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH
SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH
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