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Tom G Thacker

Oppenheimer & Co. Inc.

Beachwood, OH

CRD 2041461

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-07-03
PR RA APPROVED 2012-07-02
OH RA APPROVED 2012-06-26
TX RA APPROVED 2012-06-26
  • FL RA
    APPROVED
    Since 2012-07-03
  • PR RA
    APPROVED
    Since 2012-07-02
  • OH RA
    APPROVED
    Since 2012-06-26
  • TX RA
    APPROVED
    Since 2012-06-26

Branch Locations

25550 Chagrin Blvd Ste 310, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Beachwood OH 06/2012 Present
  • 06/2012 → Present
    Oppenheimer
    Beachwood, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-26
S63 Uniform Securities Agent State Law Examination 1990-03-22
  • S65 Uniform Investment Adviser Law Examination
    1992-08-26
  • S63 Uniform Securities Agent State Law Examination
    1990-03-22
Other Names
  • Tom G Thacker

View on SEC IAPD

Nearby Firms

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CM WEALTH ADVISORS LLC
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Nearby Investors

NICHOLAS ISAAC STERN
MARK KANGAS
ERIK SHANNON KEISTER

Nearby Offices

NORTH STAR ADVISORY GROUP, LLC · BEACHWOOD, OH
CM WEALTH ADVISORS LLC · BEACHWOOD, OH
PHILIPP CAPITAL ADVISORS · BEACHWOOD, OH

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