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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-12-04 |
Branch Locations
112 E Capitol Dr, Hartland, WI 53029 • United States
1433 Pabst Farms Circle, Oconomowoc, WI 53066 • United States
N64W25050 Prospect Cir, Sussex, WI 53089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brookfield | WI | 11/2006 | 11/2023 |
| Lpl Financial Llc | Hartland | WI | 12/2023 | Present |
| Bmo Bank | Hartland | WI | 12/2023 | Present |
1) 12/2023 - BMO Investment Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-26 |
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