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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-19 |
| MI | RA | APPROVED | 2022-07-12 |
Branch Locations
5440 Corporate Dr Ste 205, Troy, MI 48098 • United States
Romeo, MI • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Troy | MI | 10/1999 | 07/2021 |
| Unemployed | Romeo | MI | 07/2021 | 07/2022 |
| Ameriprise Financial Services, Llc | Troy | MI | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-03 |
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