Christine Forter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21

CA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21

Branch Locations

Lincoln, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Campbell	CA	03/2007	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Mountain View	CA	07/2007	07/2021
Christine Forter	Lincoln	CA	05/2014	07/2021
Lpl Financial Llc	Campbell	CA	07/2021	Present

03/2007 → 07/2021

Waddell & Reed, Inc

Campbell, CA
07/2007 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Mountain View, CA
05/2014 → 07/2021

Christine Forter

Lincoln, CA
07/2021 → Present

Lpl Financial Llc

Campbell, CA

Previous Registrations

2007-07-06 → 2021-07-21

Waddell & Reed

San Mateo, CA

Seattle, WA

Campbell, CA

Other Businesses

1. 07/19/2022 - Associates of Clifton Park - Not Investment Related - 747 Pierce Road Clifton Park, NY 12065 - Non-Variable Insurance - Start Date - 07/12/2022 - 2 Hours Per Month/2 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-05

S66 Uniform Combined State Law Examination

2007-07-05

Other Names

Christine Cockill
Christine Forter

View on SEC IAPD