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William Jerome Tarleton

Wells Fargo Clearing Services, LLC

Columbia, MD

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-14
  • MD RA
    APPROVED
    Since 2024-06-14

Branch Locations

10400 Little Patuxent Pkwy Ste G3, Columbia, MD 21044 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Columbia MD 03/2024 Present
Wells Fargo Bank, Na Columbia MD 03/2024 Present
Unemployed Relisterstown MD 11/2023 03/2024
Window Nation Glen Burnie MD 11/2023 11/2023
Unemployed Reisterstown MD 04/2023 11/2023
Wells Fargo Bank Baltimore MD 05/2022 04/2023
Wells Fargo Bank Baltimore MD 04/2010 05/2022
  • 03/2024 → Present
    Wells Fargo Clearing Services, Llc
    Columbia, MD
  • 03/2024 → Present
    Wells Fargo Bank, Na
    Columbia, MD
  • 11/2023 → 03/2024
    Unemployed
    Relisterstown, MD
  • 11/2023 → 11/2023
    Window Nation
    Glen Burnie, MD
  • 04/2023 → 11/2023
    Unemployed
    Reisterstown, MD
  • 05/2022 → 04/2023
    Wells Fargo Bank
    Baltimore, MD
  • 04/2010 → 05/2022
    Wells Fargo Bank
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-14
S63 Uniform Securities Agent State Law Examination 2024-05-22
  • S65 Uniform Investment Adviser Law Examination
    2024-06-14
  • S63 Uniform Securities Agent State Law Examination
    2024-05-22
Other Names
  • William Jerome Tarleton
  • Bill Tarleton
  • William Tarleton

View on SEC IAPD

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YA MENG
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ZHIYUAN ZHANG
Yan Zhang
NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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