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249 Winslow Way East Suite 100, Bainbridge Island, WA 98110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-03-25 |
Branch Locations
249 Winslow Way East Suite 100, Bainbridge Island, WA 98110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Seattle | WA | 01/2003 | 08/2021 |
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | 08/2021 |
| Resources Investment Advisors, Llc | Overland Park | KS | 09/2021 | 03/2022 |
| One Strategic Capital, Inc. | Bainbridge Island | WA | 04/2021 | Present |
| Hidden Cove Wealth Management, Llc | Bainbridge Island | WA | 03/2022 | Present |
NAME OF OTHER BUSINESS: ONE STRATEGIC CAPTIAL, INC.; INVESTMENT RELATED; YES; ADDRESS: 249 WINSLOW WAY EAST, SUITE 100,BAINBRIDGE ISLAND,WA 98110; NATURE OF OTHER BUSINESS; INSURANCE AGENCY; POSITION; INSURANCE AGENT; START DATE: 9/1/2021; NUMBER OF HOURS/MONTH: 15; NUMBER HOURS/MONTH DURING TRADING HOURS: 6; SALES OF INSURANCE PRODUCTS. NAME OF OTHER BUSINESS: RON ELZIG - INDUSTRY EXPERT WITNESS; POSITION; PRINCIPAL; INVESTMENT RELATED: NO; 564 PIERCE CT NW BAINBRIDGE ISLAND WA 98110; REVIEW CASE MATERIALS, PROVIDE MY FINDINGS, DEPOSITION. PERFORMED FOR LAW FIRM, MCNAUL EBEL NAWROT & HELGREN PLLC; START DATE WITH BUSINESS: 2023-02-13; HOURS/MONTH DURING TRADING HOURS: 10; HOURS/MONTH OUTSIDE TRADING HOURS: 40; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-15 |
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