Joseph John Cataldo

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 04/2019
  Morgan Stanley
  Short Hills, NJ
• 04/2019 → Present
  Raymond James Financial Services, Inc.
  Basking Ridge, NJ
• 04/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Basking Ridge, NJ

Previous Registrations

• 2009-06-01 → 2019-04-18
  Morgan Stanley
  Short Hills, NJ
  Short Hills, NJ
• 2008-09-11 → 2009-06-01
  Morgan Stanley & Co. Llc
  Short Hills, NJ
  Warren, NJ
• 2002-06-27 → 2008-09-22
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

(1)Name of Business: Cataldo Wealth Management Address: 222 Mount Airy Rd Ste 209, Basking Ridge, NJ, 07920-2336, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 04/11/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2)Name of Business: Iron Ridge Wealth management Group Address: 222 Mount Airy Rd Ste 209, Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/11/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner

Exams

• S66 Uniform Combined State Law Examination
  2002-06-26
• S63 Uniform Securities Agent State Law Examination
  1990-05-02

Other Names

• Joseph John Catalado
• Joe Cataldo