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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-10-13
  • MI RA
    APPROVED
    Since 2010-10-13

Branch Locations

325 N Center St Ste 100, Northville, MI 48167 • United States

Empire, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Northville MI 09/2005 03/2020
Ameriprise Financial Services, Llc Northville MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 325 N. Center St.,Ste 100, , Northville, MI, 48167; Investment-Related; 07/01/2006. Independent Insurance Brokering; Blue Cross Blue Shield of Michigan Mutual Insurance Company; 08/29/2006; Health. Business Ownership; Center St Property, LLC; Co-Owner; lease hold only; 325 N. Center St, Ste 100, , Northville, MI, 48167; Investment-Related; 07/01/2006; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-29
S65 Uniform Investment Adviser Law Examination 2010-09-20
S63 Uniform Securities Agent State Law Examination 1990-07-02
  • S66 Uniform Combined State Law Examination
    2010-09-29
  • S65 Uniform Investment Adviser Law Examination
    2010-09-20
  • S63 Uniform Securities Agent State Law Examination
    1990-07-02

View on SEC IAPD

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