Karen Marianne Acher-Howard

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Hsbc
  Miami, FL

Previous Registrations

• 2005-05-09 → 2008-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-05
• S63 Uniform Securities Agent State Law Examination
  1997-10-20

Other Names

• Karn Marianne Acher
• Karen M Acher
• Karen Marianne Acher-Howard
• Karen Marianne Acher