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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-16 |
| PA | RA | APPROVED | 2025-05-28 |
| AR | RA | APPROVED | 2025-05-05 |
| MO | RA | APPROVED | 2025-02-14 |
| MS | RA | APPROVED | 2025-02-07 |
| NC | RA | APPROVED | 2022-07-29 |
| OH | RA | APPROVED | 2022-03-11 |
| MI | RA | APPROVED | 2021-10-07 |
| KS | RA | APPROVED | 2020-09-04 |
| IL | RA | APPROVED | 2020-03-20 |
| LA | RA | APPROVED | 2017-10-20 |
| MD | RA | APPROVED | 2017-06-15 |
| TX | RA | APPROVED_RES | 2016-09-26 |
| GA | RA | APPROVED | 2008-03-04 |
| AL | RA | APPROVED | 2007-09-20 |
| VA | RA | APPROVED | 2007-09-13 |
| FL | RA | APPROVED | 2004-09-14 |
Branch Locations
8436 Crossland Loop Ste 111, Montgomery, AL 36117 • United States
1700 Summit Lake Drive Suite 200, Tallahassee, FL 32317 • United States
492 Texas Parkway, Crestview, FL 32536 • United States
111 Adris Place 3Rd Floor, Dothan, AL 36303 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Crestview | FL | 07/1991 | Present |
| Park Avenue Securities Llc | Crestview | FL | 05/1999 | Present |
1. AFLAC broker license-broker license approved , Start: 03/12/2014, Address: 492 Texas Pkwy Crestview Florida 32536, 5 bus hrs per month, Investment related, 2. Elite 8-Managing Partner Real Estate Investment, Start date: 10-15-2008, Address: 107 Choctaw Circle Crestview, Fla 32536, 3 bus hrs per month , Investment related, 3. GLSS Enterprises- Help manage the motel. No ownership., Start date: 09-10-2007, Address: 107 Choctaw Circle Crestview, Fla 32536, 10 non bus hrs per month , Not Investment related, 4. Investment Property with Steve Rice-, Start date: 05-16-2007, Address: Lot in Leon's Rock---lot in Cuscowilla, 1 non bus hr per month , Investment related, 5. Jackson National--fixed annuity-Fixed annuity sales only, Start: 01/01/2004, Address: 492 Texas Pkwy Crestview Florida 32536, 4 bus hrs per month, Investment related, 6. Ohio National-PPGa contract with Ohio National, Start date: 01-01-2004, Address: 492 Texas Parkway Crestview Florida 32536, 3 bus hrs per month , Investment related, 7. United American Insurance Company-Medicare Supplements, Start: 10/05/2016, Address: 492 Texas Parkway Crestview, FL 32536, Hrs per month - Tot/Bus: 10/5, Investment related, 8. Medi-Share Health Plans-Independent Contractor to provide an alternative to my clients for health insurance other than traditional health plans,. Start: 08/01/2017, Address: 492 Texas Parkway Crestview, FL 32536, 10 bus hrs per month, Investment related, 9. Penn Mutual Life Insurance-independent contractor with an alternative mutual company to help my clients that are rate or hard to place cases that Guardian will not issue, Start: 08/01/2017, Address: 492 Texas Parkway Crestview, FL 32536, Hrs per month - tot/bus: 10/5, Investment related, 10. Lease of Restaurant property-owners of the property and we will have no involvement of he restaurant, Start date: 04/01/2018, Address: 28979 Indigo Loop Andalusia, AL 36421, 0 hrs per month, Investment related, 11) Co-POA for Mother, Start date: 09/16/2019, Address: 492 Texas Pkwy Crestview FL 32536, 1 total hour per month 0 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-06 |
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