Shannon Sue Suarez

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2000-01-01 → 2010-04-06
  Lincoln Investment
  Kansas City, MO
  Kansas City, MO
  Odessa, MO

Other Businesses

INSURANCE/AGENT - SELL ACCIDENT & HEALTH INSURANCE, LIFE INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES AND EQUITY INDEXED ANNUITIES LIFE, HEALTH, DISABILITY, DENTAL, SUPPLEMENTAL INSURANCES, FIXED ANNUITIES AND INDEX ANNUITIES, SECTION 125 CAFETERIA PLANS POSITION: REPRESENTATIVE NATURE: SEE ABOVE INVESTMENT RELATED: YES NUMBER OF HOURS: 60 INVESTMENT RELATED HOURS: 60 START DATE: 09/21/1990 ADDRESS: 1600 GENESSEE SUITE 961, KANSAS CITY MO 64102 DESCRIPTION: OFFER SECTION 125 CAFETERIA PLAN TO EMPLOYERS AND THEN SERVICE THE PLANS.??, THE PRODUCTS INCLUDE LIFE, HEALTH, DISABILITY, DENTAL, AND SUPPLEMENTAL INSURANCES.??, IN ADDITION, FOR INDIVIDUAL CLIENTS, I REPRESENT FIXED AND INDEX ANNUITY INSURANCE COMPANIES. I FILED A CORPORATION/LLC UNDER THE NAME OF THE SUAREZ GROUP FOR WHICH I AM THE OWNER FOR LIMITING PERSONAL LIABILITY. I DO NOT USE THIS NAME ON ANY PROMOTIONAL OR CLIENT LITERATURE. INSURANCE BUSINESS, LIFE, DISABILITY, HEALTH, DENTAL, SUPPLEMENTAL, SECTION 125 CAFETERIA PLAN, FIXED ANNUITY, FIXED INDEX ANNUITY, LIFE POSITION: representative NATURE: Insurance and cafeteria plan offerings. As well as occasional fixed and fixed index annuity sales. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1990 ADDRESS: 1600 Genessee, Suite 961, Kansas City MO 64076, United States DESCRIPTION: Service existing insurance clients, process paperwork, handle claims issues, communicate offerings, and market to new potential clients. RELIANT FINANCIAL SERVICES POSITION: Managing Partner NATURE: Financial Services as RR of GWN INVESTMENT RELATED: Is Investment Related START DATE: 1995-06-01 HOURS PER MONTH:160 hours per month SECURITIES TRADING HOURS: 160 hours per month during trading hours DESCRIPTION: Conduct business as a RR of GWN Securities and use this business name on my business cards and all correspondence sent to clients and/or potential clients. All compensation for securities is through GWN and sent to Reliant. Also as a partial owner of Reliant, I receive periodic profit sharing. SUAREZ GROUP, LLC POSITION: Owner, NATURE: LLC, INVESTMENT RELATED: Is Not Investment Related, START DATE: 12-04-30, HOURS PER MONTH: 0 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours DESCRIPTION: This entity is registered with the state and is used as a savings account.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-22
• S63 Uniform Securities Agent State Law Examination
  1990-03-20

Other Names

• Shannon Sue Oconnor
• Shannon Pollakowski
• Shannon Sue Pollakowski
• Shannon Sue Pollakowkski
• Shannon Sue Pollakowski