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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-14
  • CA RA
    APPROVED
    Since 2017-02-14

Branch Locations

55 N. Third St. Suite 200, Campbell, CA 95008 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Palo Alto CA 09/2007 Present
Whjr Associates Campbell CA 04/2012 03/2017
Nwf Advisory Group Palo Alto CA 03/2017 Present
  • 09/2007 → Present
    Osaic Wealth, Inc.
    Palo Alto, CA
  • 04/2012 → 03/2017
    Whjr Associates
    Campbell, CA
  • 03/2017 → Present
    Nwf Advisory Group
    Palo Alto, CA
Previous Registrations
  • 2012-04-03 → 2017-04-18
    Whjr Associates
    Campbell, CA
  • 2002-11-13 → 2007-09-12
    Secu Brokerage Services
    Palo Alto, CA
    Palo Alto, CA
Other Businesses

1) JOHN H. WALLBRINK, INVESTMENT RELATED, 55 NORTH THIRD STREET, SUITE 200 CAMPBELL, CALIFORNIA 95009, OWNER, SEPTEMBER 2007, 10 HOURS/ MONTH, 10 HOURS/TRADING HOURS, ASSESSING INSURANCE NEEDS OF EXISTING INVESTMENT CLIENTS. RECOMMENDING INSURANCE FOR ESTATE PRESERVATION, FAMILY PROTECTION AND LONG-TERM INCOME AND LONG-TERM CARE. 2) NWF ADVISORY GROUP POSITION: Investment Advisory Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2017 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: Providing financial planning and advice to existing clients and client referrals 3) JOHN H. WALLBRINK POSITION: Financial Advisor NATURE: Analysis of Insurance (Life) needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/30/2007 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: Although I have the proper insurance license, I spend very little time on life insurance analysis activity.I have not sold any life insurance policies for the past 10 plus years.When reviewing insurance needs I generally defer to insurance professionals identified or associated with Royal Alliance/Osaic Wealth. 4) ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/13/2025 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-24
S63 Uniform Securities Agent State Law Examination 1994-09-01
  • S65 Uniform Investment Adviser Law Examination
    2012-07-24
  • S63 Uniform Securities Agent State Law Examination
    1994-09-01
Other Names
  • John Hendrick Wallbrink

View on SEC IAPD

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