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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-02-14 |
Branch Locations
55 N. Third St. Suite 200, Campbell, CA 95008 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Palo Alto | CA | 09/2007 | Present |
| Whjr Associates | Campbell | CA | 04/2012 | 03/2017 |
| Nwf Advisory Group | Palo Alto | CA | 03/2017 | Present |
1) JOHN H. WALLBRINK, INVESTMENT RELATED, 55 NORTH THIRD STREET, SUITE 200 CAMPBELL, CALIFORNIA 95009, OWNER, SEPTEMBER 2007, 10 HOURS/ MONTH, 10 HOURS/TRADING HOURS, ASSESSING INSURANCE NEEDS OF EXISTING INVESTMENT CLIENTS. RECOMMENDING INSURANCE FOR ESTATE PRESERVATION, FAMILY PROTECTION AND LONG-TERM INCOME AND LONG-TERM CARE. 2) NWF ADVISORY GROUP POSITION: Investment Advisory Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2017 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: Providing financial planning and advice to existing clients and client referrals 3) JOHN H. WALLBRINK POSITION: Financial Advisor NATURE: Analysis of Insurance (Life) needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/30/2007 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: Although I have the proper insurance license, I spend very little time on life insurance analysis activity.I have not sold any life insurance policies for the past 10 plus years.When reviewing insurance needs I generally defer to insurance professionals identified or associated with Royal Alliance/Osaic Wealth. 4) ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/13/2025 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-01 |
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