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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2021-03-30
TX RA APPROVED_RES 2014-02-11
WA RA APPROVED 2009-06-01
  • MT RA
    APPROVED
    Since 2021-03-30
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • WA RA
    APPROVED
    Since 2009-06-01

Branch Locations

2011 North West Myhre Road Suite 301, Silverdale, WA 98383 • United States

Eureka, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Silverdale WA 07/1993 Present
Morgan Stanley Smith Barney Silverdale WA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/1993 → Present
    Silverdale, WA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Silverdale, WA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-10
S63 Uniform Securities Agent State Law Examination 1990-03-29
  • S65 Uniform Investment Adviser Law Examination
    1992-07-10
  • S63 Uniform Securities Agent State Law Examination
    1990-03-29
Other Names
  • Bruce Bennett
  • Bruce Bennett
  • Bruce Nmn Bennett
  • Bruce Benneth

View on SEC IAPD

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