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Elizabeth Chantal Erickson

Transamerica Retirement Advisors, LLC

Westford, MA

CRD 2039415

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-08-24
  • MA RA
    APPROVED
    Since 2021-08-24

Branch Locations

Westford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 05/2009 11/2016
Cuna Mutual Group Madison WI 05/2009 11/2016
Transamerica Retirement Solutions Norwalk CT 12/2016 Present
Transamerica Investors Securities Corporation Norwalk CT 12/2016 Present
  • 05/2009 → 11/2016
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2009 → 11/2016
    Cuna Mutual Group
    Madison, WI
  • 12/2016 → Present
    Transamerica Retirement Solutions
    Norwalk, CT
  • 12/2016 → Present
    Transamerica Investors Securities Corporation
    Norwalk, CT
Previous Registrations
  • 2009-06-16 → 2016-11-17
    Cuna Brokerage Services, Inc.
    Brownstown Twp, MI
    Madison, WI
    Norwalk, CT
    Union, KY
  • 2008-06-30 → 2009-06-03
    Ubs Financial Services Inc.
    Westport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-28
S65 Uniform Investment Adviser Law Examination 1995-03-06
S63 Uniform Securities Agent State Law Examination 1994-05-31
  • S66 Uniform Combined State Law Examination
    2008-06-28
  • S65 Uniform Investment Adviser Law Examination
    1995-03-06
  • S63 Uniform Securities Agent State Law Examination
    1994-05-31
Other Names
  • Lisa Chantal Erickson
  • Elizabeth Chantal Ericksonmassey
  • Lisa Chantal Erickson-Massey
  • Elizabeth C Erickson
  • Elizabeth Chantal Erickson
  • Elizabeth Erickson

View on SEC IAPD

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